Form D · Private Equity Fund

Wasserstein Partners III, LP

New York, NY · CIK 0001612077

Offering snapshot reported Sep 10, 2014 · SEC filing

Reported sold
$182M
Offering amount: $480M
Investors reported
21
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
May 31, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$91.2M$182MJun 30, 2014: $80,750,000.00Jun 30, 2014Sep 10, 2014: $182,430,000.00Sep 10, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$80,750,000 → $182,430,000
  • Reported investors5 → 21

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 10, 2014Amendment$182,430,000$101,680,000vs Jun 30, 201421SEC filing
Jun 30, 2014Initial$80,750,000No comparison5SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.8M (estimated)
Finders' fees
$0
Form D file number
021-220105
Total Offering Amount applies to the Issuer and certain related entities. Total Amount Sold applies to the Issuer only. The Fund's offering period has expired and no further interests will be offered for sale.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Diamond Dragon Capital LimitedNoneSDDCO Brokerage Advisors LLC · CRD 153563

Source: Form D, filed Sep 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EAGLETREE PARTNERS III, LP

Investment adviser: EAGLETREE CAPITAL, LP

Gross asset value
$75.9M
Beneficial owners
29
ADV minimum commitment
$1M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator LEVERPOINT MANAGEMENT, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian COMERICA BANK BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

Filing source

Form ADV 2076521 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-7500440843

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Anup Bagaria Executive
Robert Fogelson Executive
Ellis Jones Executive
George L. Majoros, Jr. Executive
Robert Mersten Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1301 Avenue Of The Americas 41 St Floor
New York, NY, 10019