Form D · Hedge Fund

Warrant Strategies Fund LLC

New York, NY · CIK 0001489227

Offering snapshot reported Sep 22, 2011 · SEC filing

Reported sold
$50.5M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jun 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25.3M$50.5MApr 13, 2010: $50,534,575.00Apr 13, 2010Sep 22, 2010: $50,534,575.00Sep 22, 2010Sep 22, 2011: $50,547,696.00Sep 22, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$50,534,575 → $50,547,696
  • Reported investors16 → 17

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 22, 2011Amendment$50,547,696$13,121vs Sep 22, 201017SEC filing
Sep 22, 2010Amendment$50,534,575$0vs Apr 13, 201016SEC filing
Apr 13, 2010Initial$50,534,575No comparison16SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-140487

Source: Form D, filed Sep 22, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WARRANT STRATEGIES FUND, LLC

Investment adviser: HULL CAPITAL MANAGEMENT LLC

Gross asset value
$14.6K
Beneficial owners
4
ADV minimum commitment
$500K

Reported in Form ADV on Apr 15, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VISTRA NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BANK OF AMERICA N.A. CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BANK OF AMERICA N.A.
LEI B4TYDEB6GKMZO031MB27

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Filing source

Form ADV 1642199 · Apr 15, 2022 · Schedule D 7.B.(1), fund 805-7055033271

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
J. Mitchell Hull Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Hull Capital Management, Llc 12 East 52 Nd Street, 7 Th Floor
New York, NY, 10017