Investment adviser · CRD 138475

HULL CAPITAL MANAGEMENT LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

LOCUST VALLEY, NY, United States · Form ADV filed Apr 15, 2022

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PIPE SELECT FUND, LLC (LIQUIDATION)Hedge Fund · Last reported Apr 15, 2022$15.7MGross asset value

Feeder funds

  • PIPE SELECT OFFSHORE FUND, LTD (LIQUIDATION)
Fund administrator VISTRA NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BERKOWER LLC ISELIN, New Jersey, United States
Custodian BANK OF AMERICA N.A. CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian J.H. DARBIE & CO., INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BERKOWER LLC
PCAOB 217

BANK OF AMERICA N.A.
LEI B4TYDEB6GKMZO031MB27

J.H. DARBIE & CO., INC.
SEC 8-50335

Fund details & source
Fund ID
805-9138933117
Reported beneficial owners
23
Minimum commitment
$500K
Form D file number
021-138450

Form ADV 1642199 · Apr 15, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HUMBER VIEW LP (LIQUIDATION)Hedge Fund · Last reported Apr 15, 2022$340KGross asset value

Feeder funds

  • HUMBER VIEW LTD (LIQUIDATION)
Custodian M&T BANK CORPORATION WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

M&T BANK CORPORATION
LEI 549300WYXDDBYRASEG81

Fund details & source
Fund ID
805-8898710344
Reported beneficial owners
1
Minimum commitment
$500K

Form ADV 1642199 · Apr 15, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PIPE EQUITY PARTNERS, LLC (LIQUIDATION)Hedge Fund · Last reported Apr 15, 2022$244KGross asset value

Feeder funds

  • PIPE EQUITY INVESTORS, LTD (LIQUIDATION)
Fund administrator VISTRA NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BERKOWER LLC ISELIN, New Jersey, United States
Custodian J.H. DARBIE & CO., INC. NEW YORK, New York, United States Related to adviser: No
Custodian WILMINGTON TRUST, N.A. WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BERKOWER LLC
PCAOB 217

J.H. DARBIE & CO., INC.
SEC 8-50335

WILMINGTON TRUST, N.A.
LEI 254900K52ZHF2PEQE649

Fund details & source
Fund ID
805-1104505288
Reported beneficial owners
75
Minimum commitment
$500K
Form D file number
021-53802

Form ADV 1642199 · Apr 15, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WARRANT STRATEGIES FUND, LLCHedge Fund · Last reported Apr 15, 2022$14.6KGross asset value

Form D fundraising filings

Warrant Strategies Fund LLC

Fund administrator VISTRA NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BANK OF AMERICA N.A. CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BANK OF AMERICA N.A.
LEI B4TYDEB6GKMZO031MB27

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Fund details & source
Fund ID
805-7055033271
Reported beneficial owners
4
Minimum commitment
$500K
Form D file number
021-140487

Form ADV 1642199 · Apr 15, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPTION 13 PARTNERS, LPHedge Fund · Last reported Mar 21, 2018$0Gross asset value

Form D fundraising filings

Option 13 Partners, LP

Fund administrator VISTRA NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian NORTHBROOK BANK & TRUST NORTHBROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NORTHBROOK BANK & TRUST
LEI CLHA5EVJO4FMZ2WOBV70

Fund details & source
Fund ID
805-9812195737
Reported beneficial owners
0
Minimum commitment
$500K
Form D file number
021-251579

Form ADV 1192523 · Mar 21, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 15, 2022. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

63 FOREST AVENUE, SUITE 6B
LOCUST VALLEY, NY, 11560, United States

CRD 138475

Filing source

Form ADV 1642199 · Apr 15, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.