Form D · Other Investment Fund

WAG-Encap12, LLC

Columbus, OH · CIK 0001987263

Offering snapshot reported Jul 18, 2024 · SEC filing

Reported sold: $40.5M
Investors reported: 63
Minimum accepted: $250K
First sale: Jul 10, 2023

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$19,600,000 → $40,500,000
Reported investors30 → 63

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 18, 2024	Amendment	$40,500,000	$20,900,000vs Jul 26, 2023	63	SEC filing
Jul 26, 2023	Initial	$19,600,000	No comparison	30	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06c, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-487840

Source: Form D, filed Jul 18, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WAG-ENCAP12, LLC

Investment adviser: WINDSOR ADVISORY GROUP, LLC

Gross asset value: $40.1M
Beneficial owners: 71
ADV minimum commitment: $250K

Reported in Form ADV on Jul 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ARY ROEPCKE MULCHAEVY, PC COLUMBUS, Ohio, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ARY ROEPCKE MULCHAEVY, PC
PCAOB 160

Filing source

Form ADV 2116371 · Jul 1, 2026 · Schedule D 7.B.(1), fund 805-4392700015

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Harry Dye, Iii	Executive
Jonathon Eesley	Executive
Clayton Hall	Executive
John Mozola	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2130 Quarry Trails Drive 1 St Floor
Columbus, OH, 43228