Investment adviser · CRD 122266

WINDSOR ADVISORY GROUP, LLC

Investment adviser filing (IA)

COLUMBUS, OH, United States · Form ADV filed Jul 1, 2026

Regulatory AUM: $2.92B
Client accounts: 1,704
Employees: 22
Advisory professionals: 14

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	337	$2,292,202,805	78.4%
Pooled investment vehicles	4	$334,623,760	11.4%
Corporations & businesses	80	$203,950,004	7.0%
Individuals	105	$42,460,205	1.5%
Charities	15	$39,781,261	1.4%
Retirement plans	Fewer than 5	$11,614,325	0.4%

Filing source

Form ADV 2116371 · Jul 1, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WAG-HCI FUND, LLCOther Private Fund · Last reported Jul 1, 2026$108MGross asset value

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ARY ROEPCKE MULCHAEVY, PC COLUMBUS, Ohio, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ARY ROEPCKE MULCHAEVY, PC
PCAOB 160

Fund details & source

Fund ID: 805-4764529525
Reported beneficial owners: 108
Minimum commitment: $250K
Form D file number: 021-1753451

Form ADV 2116371 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WAG-LSS2, LLCOther Private Fund · Last reported Jul 1, 2026$69.8MGross asset value

Form D fundraising filings

WAG-LSS2, LLC

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ARY ROEPCKE MULCHAEVY, PC COLUMBUS, Ohio, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ARY ROEPCKE MULCHAEVY, PC
PCAOB 160

Fund details & source

Fund ID: 805-2393427881
Reported beneficial owners: 98
Minimum commitment: $250K
Form D file number: 021-400098

Form ADV 2116371 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WAG-TIDE ROCK, LLCOther Private Fund · Last reported Jul 1, 2026$66.6MGross asset value

Form D fundraising filings

WAG-Tide Rock, LLC

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ARY ROEPCKE MULCHAEVY, PC COLUMBUS, Ohio, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ARY ROEPCKE MULCHAEVY, PC
PCAOB 160

Fund details & source

Fund ID: 805-8974263187
Reported beneficial owners: 80
Minimum commitment: $250K
Form D file number: 021-525757

Form ADV 2116371 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WAG-ENCAP12, LLCOther Private Fund · Last reported Jul 1, 2026$40.1MGross asset value

Form D fundraising filings

WAG-Encap12, LLC

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ARY ROEPCKE MULCHAEVY, PC COLUMBUS, Ohio, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ARY ROEPCKE MULCHAEVY, PC
PCAOB 160

Fund details & source

Fund ID: 805-4392700015
Reported beneficial owners: 71
Minimum commitment: $250K
Form D file number: 021-487840

Form ADV 2116371 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 1, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

2130 QUARRY TRAILS DR, 1ST FLOOR
COLUMBUS, OH, 43228, United States

CRD 122266

Filing source

Form ADV 2116371 · Jul 1, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.