Form D · Hedge Fund

VIEX Opportunities Fund, LP Series One

New York, NY · CIK 0001606750

Offering snapshot reported May 31, 2018 · SEC filing

Reported sold
$60.8M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$30.4M$60.8MApr 30, 2014Jun 7, 2017: $60,800,000.00Jun 7, 2017May 31, 2018: $60,800,000.00May 31, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 16

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 31, 2018Amendment$60,800,000No comparison16SEC filing
Jun 7, 2017Amendment$60,800,000No comparison16SEC filing
Apr 30, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-216521

Source: Form D, filed May 31, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VIEX OPPORTUNITIES FUND LP - SERIES ONE

Investment adviser: VIEX CAPITAL ADVISORS, LLC

Gross asset value
$59.8M
Beneficial owners
9
ADV minimum commitment
$1M

Reported in Form ADV on Jan 6, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MOSS ADAMS LLP DALLAS, Texas, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MOSS ADAMS LLP
PCAOB 659

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1698421 · Jan 6, 2023 · Schedule D 7.B.(1), fund 805-8785851213

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eric Singer Executive
Vertex Capital Advisors, Llc Executive
Vertex Gp Llc Executive
Viex Capital Advisors, Llc Executive
Viex Gp, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Viex Capital Advisors, Llc 825 Third Avenue, 33 Rd Floor
New York, NY, 10022