Investment adviser · CRD 179513

VIEX CAPITAL ADVISORS, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

SUNNY ISLES BEACH, FL, United States · Form ADV filed Jan 6, 2023

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VIEX OPPORTUNITIES FUND LP - SERIES ONEHedge Fund · Last reported Jan 6, 2023$59.8MGross asset value

Form D fundraising filings

VIEX Opportunities Fund, LP Series One

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MOSS ADAMS LLP DALLAS, Texas, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MOSS ADAMS LLP
PCAOB 659

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source
Fund ID
805-8785851213
Reported beneficial owners
9
Minimum commitment
$1M
Form D file number
021-216521

Form ADV 1698421 · Jan 6, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIEX OPPORTUNITIES FUND LP - SERIES TWOHedge Fund · Last reported Jan 6, 2023$8.74MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MOSS ADAMS LLP DALLAS, Texas, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MOSS ADAMS LLP
PCAOB 659

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source
Fund ID
805-9932550532
Reported beneficial owners
2
Minimum commitment
$3M

Form ADV 1698421 · Jan 6, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIEX SPECIAL OPPORTUNITIES FUND II, LPHedge Fund · Last reported Mar 30, 2021$76MGross asset value

Form D fundraising filings

Vertex Special Opportunities Fund II, LP

Fund administrator INTERNATIONAL FUND MANAGEMENT CORP. FLEMINGTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MOSS ADAMS LLP DALLAS, Texas, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MOSS ADAMS LLP
PCAOB 659

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source
Fund ID
805-7268597176
Reported beneficial owners
2
Minimum commitment
$3M
Form D file number
021-227388

Form ADV 1502519 · Mar 30, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIEX SPECIAL OPPORTUNITIES FUND III, LPHedge Fund · Last reported Mar 30, 2021$14.7MGross asset value

Form D fundraising filings

Vertex Special Opportunities Fund III, LP

Fund administrator INTERNATIONAL FUND MANAGEMENT CORP. FLEMINGTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MOSS ADAMS LLP DALLAS, Texas, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MOSS ADAMS LLP
PCAOB 659

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source
Fund ID
805-6330956452
Reported beneficial owners
3
Minimum commitment
$3M
Form D file number
021-227389

Form ADV 1502519 · Mar 30, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VERTEX SPECIAL OPPORTUNITIES FUND IV, LPHedge Fund · Last reported May 18, 2015$9.44MGross asset value
Fund administrator INTERNATIONAL FUND MANAGEMENT CORP. FLEMINGTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source
Fund ID
805-6217669250
Reported beneficial owners
1
Minimum commitment
$3M

Form ADV 904833 · May 18, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 6, 2023. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

323 SUNNY ISLES BOULEVARD, SUITE 700
SUNNY ISLES BEACH, FL, 33160-4681, United States

CRD 179513

Filing source

Form ADV 1698421 · Jan 6, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.