Form D · Hedge Fund

Vaucluse Partners I-A, L.P.

Concord, MA · CIK 0001707350

Offering snapshot reported May 24, 2017 · SEC filing

Reported sold: $100K
Investors reported: 1
Minimum accepted: $100K
First sale: May 10, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 24, 2017	Initial	$100,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-287344

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Race Rock Capital LLC	153363

Source: Form D, filed May 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VAUCLUSE PARTNERS I-A, LP

Investment adviser: INVEST IN VOL LLC

Gross asset value: $1.85M
Beneficial owners: 9
ADV minimum commitment: $100K

Reported in Form ADV on Nov 13, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FINANCIAL SOLUTIONS ACCOUNTING & ADMINISTRATIVE SERVICES, INC. SAGAMORE BEACH, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ASHLAND PARTNERS & CO, LLP BOSTON, Massachusetts, United States

Custodian BROOKLINE BANK LEXINGTON, Massachusetts, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Marketer RACE ROCK CAPITAL LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

INTERACTIVE BROKERS LLC
SEC 8-47257

RACE ROCK CAPITAL LLC
CRD 153363 · SEC 8-68528

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1467409 · Nov 13, 2020 · Schedule D 7.B.(1), fund 805-8727674559

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jesse Brady	Executive
Vaucluse Gp, Llc	Executive, Promoter
Vaucluse Management, Llc	Promoter
Peter J. Rothschild	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

561 Virginia Road, Building 4
Concord, MA, 01742