INVEST IN VOL LLC – investment adviser, $25.2M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	75	$17,900,000	71.0%
Other investment advisers	Fewer than 5	$4,800,000	19.0%
Individuals	35	$2,500,000	9.9%

Filing source

Form ADV 1724386 · Mar 29, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VAUCLUSE PARTNERS I-A, LPHedge Fund · Last reported Nov 13, 2020$1.85MGross asset value

Form D fundraising filings

Vaucluse Partners I-A, L.P.

Fund administrator FINANCIAL SOLUTIONS ACCOUNTING & ADMINISTRATIVE SERVICES, INC. SAGAMORE BEACH, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ASHLAND PARTNERS & CO, LLP BOSTON, Massachusetts, United States

Custodian BROOKLINE BANK LEXINGTON, Massachusetts, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Marketer RACE ROCK CAPITAL LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

INTERACTIVE BROKERS LLC
SEC 8-47257

RACE ROCK CAPITAL LLC
CRD 153363 · SEC 8-68528

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-8727674559
Reported beneficial owners: 9
Minimum commitment: $100K
Form D file number: 021-287344

Form ADV 1467409 · Nov 13, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VAUCLUSE PARTNERS I-C, LPHedge Fund · Last reported Oct 28, 2019$1.16MGross asset value

Form D fundraising filings

Vaucluse Partners I-C, L.P.

Fund administrator FINANCIAL SOLUTIONS ACCOUNTING & ADMINISTRATIVE SERVICES, INC. SAGAMORE BEACH, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ASHLAND PARTNERS & CO, LLP BOSTON, Massachusetts, United States

Custodian BROOKLINE BANK LEXINGTON, Massachusetts, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Marketer RACE ROCK CAPITAL LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

INTERACTIVE BROKERS LLC
SEC 8-47257

RACE ROCK CAPITAL LLC
CRD 153363 · SEC 8-68528

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-5270484791
Reported beneficial owners: 8
Minimum commitment: $100K
Form D file number: 021-287346

Form ADV 1352900 · Oct 28, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2023. View historical filings

Reported services

Individual portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 287896

Filing source

Form ADV 1724386 · Mar 29, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.