Form D · Hedge Fund

VanEck Energy Equity Portfolio

New York, NY · CIK 0001643672

Offering snapshot reported Apr 18, 2018 · SEC filing

Reported sold: $1M
Investors reported: 1
Minimum accepted: $0
First sale: Jun 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 18, 2018	Amendment	$1,000,000	$0vs Apr 21, 2017	1	SEC filing
Apr 21, 2017	Amendment	$1,000,000	$0vs May 4, 2016	1	SEC filing
May 4, 2016	Amendment	$1,000,000	No comparison	1	SEC filing
May 29, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-240832

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Van Eck Securities Corporation	2269	Van Eck Securities Corporation · CRD 2269

Source: Form D, filed Apr 18, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VANECK ENERGY EQUITY PORTFOLIO

Investment adviser: VAN ECK ASSOCIATES CORPORATION

Gross asset value: $988K
Beneficial owners: 1
ADV minimum commitment: $5M

Reported in Form ADV on Nov 20, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor ERNST & YOUNG, LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer VAN ECK SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG, LLP
PCAOB 42

VAN ECK SECURITIES CORPORATION
CRD 2269 · SEC 8-4618

Filing source

Form ADV 1252833 · Nov 20, 2018 · Schedule D 7.B.(1), fund 805-6116584509

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jonathan R Simon	Director
Bruce J Smith	Director
Jan F Van Eck	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Van Eck Associates Corporation 666 Third Avenue, 9 Th Floor
New York, NY, 10017