VAN ECK ASSOCIATES CORP. – investment adviser, $126B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	76	$124,716,311,560	99.3%
Pooled investment vehicles	10	$853,443,052	0.7%
Charities	Fewer than 5	$32,289,320	0.0%
Other clients	58	$3,731,583	0.0%

Filing source

Form ADV 2040096 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VANECK EMERGING MARKETS PORTFOLIOOther Private Fund · Last reported Nov 2, 2021$120MGross asset value

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG, LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer VAN ECK SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG, LLP
PCAOB 42

VAN ECK SECURITIES CORPORATION
CRD 2269 · SEC 8-4618

Fund details & source

Fund ID: 805-5717042378
Reported beneficial owners: 7
Minimum commitment: $5M
Form D file number: 021-217541

Form ADV 1574808 · Nov 2, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VANECK ENERGY EQUITY PORTFOLIOOther Private Fund · Last reported Nov 20, 2018$988KGross asset value

Form D fundraising filings

VanEck Energy Equity Portfolio

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor ERNST & YOUNG, LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer VAN ECK SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG, LLP
PCAOB 42

VAN ECK SECURITIES CORPORATION
CRD 2269 · SEC 8-4618

Fund details & source

Fund ID: 805-6116584509
Reported beneficial owners: 1
Minimum commitment: $5M
Form D file number: 021-240832

Form ADV 1252833 · Nov 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

666 THIRD AVENUE, 9TH FLOOR
NEW YORK, NY, 10017-4033, United States

CRD 105080

Filing source

Form ADV 2040096 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.