Form D · Other Investment Fund
USB Focus Fund SciAps 4, LLC
Lincoln, MA · CIK 0001970378
Offering snapshot reported Mar 28, 2023 · SEC filing
- Reported sold
- Yet to sell Offering amount: $5M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 28, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $300K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-477055
Approximate amount of cash paid by the entity in which the Issuer is investing, assuming Total Offering Amount is sold. Does not include out-of-pocket expense reimbursements.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| U.S. Boston Capital Corporation | 5251 |
Source: Form D, filed Mar 28, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Beckett | Executive |
| John Mc Clellan | Executive |
| Leon Okurowski | Executive |
| Caleb Powers | Executive |
| Willard Umphrey | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
55 Old Bedford Road
Lincoln, MA, 01773
Lincoln, MA, 01773