Form D · Pooled Investment Fund

USB Focus Fund SciAps 3, LLC

Lincoln, MA · CIK 0001875596

Offering snapshot reported Aug 3, 2021 · SEC filing

Reported sold
$4.5M
Offering amount: $7.2M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 3, 2021Initial$4,500,000No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-408570

Source: Form D, filed Aug 3, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

USB FOCUS FUND SCIAPS 3, LLC

Investment adviser: PEAR TREE PARTNERS, LP

Gross asset value
$13.8M
Beneficial owners
51
ADV minimum commitment
$50K

Reported in Form ADV on Nov 25, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER LLP BOSTON, Massachusetts, United States
Custodian SILICON VALLEY BANK - FIRST CITIZENS BANK BOSTON, Massachusetts, United States Related to adviser: No
Marketer U. S. BOSTON CAPITAL CORPORATION LINCOLN, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

SILICON VALLEY BANK - FIRST CITIZENS BANK
LEI 0001172928

U. S. BOSTON CAPITAL CORPORATION
CRD 5251 · SEC 8-15885

Filing source

Form ADV 1912789 · Nov 25, 2024 · Schedule D 7.B.(1), fund 805-6647377368

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Mc Clellan Executive
Willard Umphrey Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
55 Old Bedford Road
Lincoln, MA, 01773