Form D · Other Investment Fund

U.S. RESIDENTIAL OPPORTUNITY OFFSHORE FUND IV LP

Grand Cayman, E9 · CIK 0001598214

Offering snapshot reported Jan 29, 2014 · SEC filing

Reported sold
$5M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Dec 31, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 29, 2014Initial$5,000,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-210894
Includes amount sold in reliance on Reg D; number of investors in item 14 includes all investors regardless of the exemption relied upon.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneNeuberger Berman LLC · CRD 2908

Source: Form D, filed Jan 29, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

U.S. RESIDENTIAL OPPORTUNITY OFFSHORE FUND IV LP

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Nov 10, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1466889 · Nov 10, 2020 · Schedule D 7.B.(1), fund 805-9659712208

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph V. Amato Director
Terrence Glomski Director
N/A Neuberger Berman Fixed Income Llc Promoter
N/A Rof Offshore Gp Iv Ltd. Executive, Promoter
N/A Rof Offshore Gp Iv Ltd. Charitable Trust Director
Bradley C. Tank Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, P.O. Box 309
Grand Cayman, E9, KY1-1104