Form D · Other Investment Fund

Upper90 Thrasio V SPV LLC

New York, NY · CIK 0001809742

Offering snapshot reported Mar 10, 2021 · SEC filing

Reported sold
$14.3M
Offering amount: $14.3M
Investors reported
70
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Jun 10, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.16M$14.3MJun 16, 2020: $14,324,980.00Jun 16, 2020Sep 29, 2020: $14,114,980.00Sep 29, 2020Mar 10, 2021: $14,269,980.00Mar 10, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$14,114,980 → $14,269,980
  • Reported investors67 → 70

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 10, 2021Amendment$14,269,980$155,000vs Sep 29, 202070SEC filing
Sep 29, 2020Amendment$14,114,980-$210,000vs Jun 16, 202067SEC filing
Jun 16, 2020Initial$14,324,980No comparison70SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-369048

Source: Form D, filed Mar 10, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UPPER90 THRASIO V SPV LLC

Investment adviser: UPPER90 CAPITAL MANAGEMENT, LP

Gross asset value
$51.1M
Beneficial owners
59
ADV minimum commitment
$5K

Reported in Form ADV on Mar 28, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (US) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO.
PCAOB 673

Filing source

Form ADV 1731720 · Mar 28, 2023 · Schedule D 7.B.(1), fund 805-2655446608

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Executive
Richard Thoms Executive
Llc Upper90 Partners Equity Spv Gp Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
114 West 26th Street
New York, NY, 10001