Form D · Hedge Fund

Upper90 Thrasio IX SPV LP

New York, NY · CIK 0001898576

Offering snapshot reported Dec 27, 2021 · SEC filing

Reported sold: $32M
Investors reported: 9
Minimum accepted: $0
First sale: Dec 14, 2021

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 27, 2021	Initial	$32,000,000	No comparison	9	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-426729

Source: Form D, filed Dec 27, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UPPER90 THRASIO IX SPV LLC

Investment adviser: UPPER90 CAPITAL MANAGEMENT, LP

Gross asset value: $17.6M
Beneficial owners: 9
ADV minimum commitment: $60.3K

Reported in Form ADV on Mar 28, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (US) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RICHEY MAY & CO.
PCAOB 673

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Filing source

Form ADV 1731720 · Mar 28, 2023 · Schedule D 7.B.(1), fund 805-4794781470

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William Libby	Executive
Upper90 Capital Management, Lp	Promoter
Upper90 Partners Equity Spv Gp Iii Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

114 West 26 Th Street 5 Th Floor
New York, NY, 10001