Form D · Other Investment Fund

Upper90 Loan SPV I LLC

New York, NY · CIK 0001856353

Offering snapshot reported Apr 22, 2021 · SEC filing

Reported sold
$26.7M
Offering amount: $26.7M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 22, 2021Amendment$26,725,000No comparisonNot reportedSEC filing
Apr 15, 2021Amendment$28,500,000$0vs Apr 14, 202194SEC filing
Apr 14, 2021Amendment$28,500,000$0vs Apr 13, 202194SEC filing
Apr 13, 2021Initial$28,500,000No comparison94SEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-395500

Source: Form D, filed Apr 22, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UPPER90 LOAN SPV I LLC

Investment adviser: UPPER90 CAPITAL MANAGEMENT, LP

Gross asset value
$30.2M
Beneficial owners
91
ADV minimum commitment
$20K

Reported in Form ADV on Jun 21, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (US) LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO.
PCAOB 673

Filing source

Form ADV 1658359 · Jun 21, 2022 · Schedule D 7.B.(1), fund 805-5836763557

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Libby Director
Upper90 Partners Spv Gp Iii Llc Director
Alex Urdea Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
114 West 26 Th St 5 Th Floor
New York, NY, 10001