Form D · Other Investment Fund
Upper90 Heroes Equity SPV LLC
New York, NY · CIK 0001907147
Offering snapshot reported Jan 27, 2022 · SEC filing
- Reported sold
- $14.1M Offering amount: $14.1M
- Investors reported
- 67 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Jan 14, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 27, 2022 | Initial | $14,110,000 | No comparison | 67 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-430967
Source: Form D, filed Jan 27, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
UPPER90 HEROES EQUITY SPV LLC
Investment adviser: UPPER90 CAPITAL MANAGEMENT, LP
- Gross asset value
- $1.21M
- Beneficial owners
- 62
- ADV minimum commitment
- $5K
Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO.
PCAOB 673
Filing source
Form ADV 2074559 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-5771297888
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Libby | Director |
| Upper90 Partners Equity Spv Gp Iii Llc | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10001