Form D · Hedge Fund

UNIVERSA BLACK SWAN PROTECTION PROTOCOL IV LP

Santa Monica, CA · CIK 0001458390

Offering snapshot reported Apr 11, 2011 · SEC filing

Reported sold
$68M
Offering amount: $500M
Investors reported
7
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 17, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$34M$68MMar 2, 2009Apr 5, 2010: $55,260,000.00Apr 5, 2010Apr 11, 2011: $67,965,603.00Apr 11, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$55,260,000 → $67,965,603

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2011Amendment$67,965,603$12,705,603vs Apr 5, 20107SEC filing
Apr 5, 2010Amendment$55,260,000No comparison7SEC filing
Mar 2, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-127747
Limited partner interests

Source: Form D, filed Apr 11, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eric Spencer Executive, Promoter
Mark W. Spitznagel Executive, Promoter
N/A Universa Black Swan Gp Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1414 Second Street
Santa Monica, CA, 90401