Form D · Hedge Fund
UNIVERSA BLACK SWAN PROTECTION PROTOCOL III LP
Santa Monica, CA · CIK 0001449297
Offering snapshot reported Oct 13, 2009 · SEC filing
- Reported sold
- $11.4M Offering amount: $500M
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $50M Reported outside-investor minimum
- First sale
- Nov 16, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 13, 2009 | Amendment | $11,411,000 | No comparison | 34 | SEC filing |
| Oct 27, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-124068
Source: Form D, filed Oct 13, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Eric Spencer | Executive, Promoter |
| Mark W. Spitznagel | Executive, Promoter |
| N/A Universa Black Swan Gp Llc | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1414 Second Street
Santa Monica, CA, 90401
Santa Monica, CA, 90401