Form D · Hedge Fund

Universa Black Swan Protection Protocol-Inflation II L.P.

Santa Monica, CA · CIK 0001482014

Offering snapshot reported Jan 31, 2013 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $1M
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Source
Jan 31, 2013	Amendment	Yet to sell	No comparison	SEC filing
Jan 23, 2012	Amendment	Yet to sell	No comparison	SEC filing
Jan 20, 2011	Amendment	Yet to sell	No comparison	SEC filing
Jan 26, 2010	Initial	Yet to sell	No comparison	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-138174

Limited partner interests

Source: Form D, filed Jan 31, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNIVERSA BLACK SWAN PROTECTION PROTOCOL INFLATION II L.P.

Investment adviser: UNIVERSA INVESTMENTS L.P.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $50M

Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS & COMPANY LLP ROSELAND, New Jersey, United States

Custodian J.PMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 808435 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-8161906618

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Universa Black Swan Protection Protocol-Inflation I L.P.	Jul 20, 2012	$1,522,611	11
Universa Black Swan Protection Protocol-Inflation II L.P. (this fund)	Jan 31, 2013	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Eric Spencer	Executive
Mark W. Spitznagel	Executive
N/A Universa Black Swan Gp Llc	Executive, Promoter
N/A Universa Black Swan Protection Protocol Inflation Ii Gp Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1414 Second Street
Santa Monica, CA, 90401