Form D · Hedge Fund

Universa Black Swan Protection Protocol-Inflation I L.P.

Santa Monica, CA · CIK 0001468990

Offering snapshot reported Jul 20, 2012 · SEC filing

Reported sold: $1.52M
Investors reported: 11
Minimum accepted: $1M
First sale: Oct 7, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,291,500 → $1,522,611

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 20, 2012	Amendment	$1,522,611	$231,111vs Jul 28, 2011	11	SEC filing
Jul 28, 2011	Amendment	$1,291,500	$270,000vs Jul 16, 2010	11	SEC filing
Jul 16, 2010	Amendment	$1,021,500	No comparison	9	SEC filing
Jul 27, 2009	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-133106

Limited partner interests

Source: Form D, filed Jul 20, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNIVERSA BLACK SWAN PROTECTION PROTOCOL INFLATION I L.P.

Investment adviser: UNIVERSA INVESTMENTS L.P.

Gross asset value: $1.3M
Beneficial owners: 6
ADV minimum commitment: $50M

Reported in Form ADV on Aug 17, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (BERMUDA) INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS & COMPANY LLP ROSELAND, New Jersey, United States

Custodian J.PMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 665297 · Aug 17, 2012 · Schedule D 7.B.(1), fund 805-2810109590

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Universa Black Swan Protection Protocol-Inflation I L.P. (this fund)	Jul 20, 2012	$1,522,611	11
Universa Black Swan Protection Protocol-Inflation II L.P.	Jan 31, 2013	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Eric Spencer	Executive
Mark W. Spitznagel	Executive
N/A Universa Black Swan Gp Llc	Executive, Promoter
N/A Universa Black Swan Protection Protocol Inflation I Gp Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1414 Second Street
Santa Monica, CA, 90401