Form D · Other Investment Fund

Union Point Opportunities Institutional Fund, Ltd.

Grand Caymans, E9 · CIK 0001600002

Offering snapshot reported Feb 12, 2014 · SEC filing

Reported sold
$17M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Feb 11, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 12, 2014Initial$17,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-211793

Source: Form D, filed Feb 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNION POINT OPPORTUNITIES INSTITUTIONAL FUND, LTD.

Investment adviser: UNION POINT ADVISORS, LLC

Gross asset value
$22.3M
Beneficial owners
1
ADV minimum commitment
$5M

Reported in Form ADV on Mar 27, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV CORP. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS, LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN, SACHS & CO., LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO., LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO., LLC SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO., LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 895467 · Mar 27, 2015 · Schedule D 7.B.(1), fund 805-3494197852

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory Bennett Director
William Bindeman Director
Michael Mc Donald Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House
Grand Caymans, E9, KY1-1104