Investment adviser · CRD 168112

UNION POINT ADVISORS, LLC

Investment adviser filing (IA)

SAN MATEO, CA, United States · Form ADV filed Mar 27, 2015

Regulatory AUM
$424M
Form ADV · Item 5.F
Client accounts
10
Accounts, not individual clients
Employees
12
Reported in this filing
Advisory professionals
12
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

UNION POINT OPPORTUNITIES MASTER FUND, L.P.Hedge Fund · Last reported Mar 27, 2015$191MGross asset value

Feeder funds

Fund administrator HEDGESERV CORP. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS, LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN SACHS SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY SAN FRANCISCO, California, United States Related to adviser: No
Prime broker GOLDMAN SACHS SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1236051632
Reported beneficial owners
36
Minimum commitment
$5M
Form D file number
021-202502

Form ADV 895467 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UNION POINT OPPORTUNITIES INSTITUTIONAL FUND, LTD.Hedge Fund · Last reported Mar 27, 2015$22.3MGross asset value

Form D fundraising filings

Union Point Opportunities Institutional Fund, Ltd.

Fund administrator HEDGESERV CORP. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS, LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN, SACHS & CO., LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO., LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO., LLC SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO., LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3494197852
Reported beneficial owners
1
Minimum commitment
$5M
Form D file number
021-211793

Form ADV 895467 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2015. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

155 BOVET ROAD, SUITE 500
SAN MATEO, CA, 94402, United States

CRD 168112

Filing source

Form ADV 895467 · Mar 27, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.