Form D · Other Investment Fund

UCM Secured Asset Allocation Fund, L.P.

New York, NY · CIK 0001549515

Offering snapshot reported May 18, 2012 · SEC filing

Reported sold: $2M
Investors reported: 1
Minimum accepted: $100K
First sale: Apr 24, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 18, 2012	Amendment	$2,000,000	$0vs May 9, 2012	1	SEC filing
May 9, 2012	Initial	$2,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-177894

Source: Form D, filed May 18, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UCM SECURED ASSET ALLOCATION FUND, L.P.

Investment adviser: SEMPER CAPITAL MANAGEMENT, L.P.

Gross asset value: $2.62M
Beneficial owners: 3
ADV minimum commitment: $100K

Reported in Form ADV on Mar 1, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ATLANTIC FUND ADMINISTRATION, LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM LLP NEW YORK, New York, United States

Custodian UNION BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 702525 · Mar 1, 2013 · Schedule D 7.B.(1), fund 805-1751780765

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Atlantic Fund Administration, Llc	Director
Greg Parsons	Executive
N/A Ucm Partners, L.P.	Director
N/A Ucm Secured Asset Allocation Fund Gp, Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

52 Vanderbilt Avenue Suite 401
New York, NY, 10017