Form D · Hedge Fund

Semper Opportunistic Mortgage Strategy Fund, L.P.

New York, NY · CIK 0001460827

Offering snapshot reported Aug 23, 2013 · SEC filing

Reported sold: $1.15M
Investors reported: 3
Minimum accepted: $50K
First sale: Aug 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$1 → $50,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 23, 2013	Amendment	$1,151,005	$0vs Aug 23, 2012	3	SEC filing
Aug 23, 2012	Amendment	$1,151,005	$0vs Aug 24, 2011	3	SEC filing
Aug 24, 2011	Amendment	$1,151,005	$701,005vs Sep 1, 2010	3	SEC filing
Sep 1, 2010	Amendment	$450,000	$0vs Jul 1, 2010	2	SEC filing
Sep 1, 2010	Amendment	$450,000	$0vs Jul 1, 2010	2	SEC filing
Jul 1, 2010	Amendment	$450,000	No comparison	2	SEC filing
Apr 3, 2009	Initial	Yet to sell	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-129673

Clarification of Item 11 - The minimum initial and additional investment amounts may be waived at the sole discretion of the General Partner.

Source: Form D, filed Aug 23, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SEMPER OPPORTUNISTIC MORTGAGE STRATEGY FUND, L.P.

Investment adviser: SEMPER CAPITAL MANAGEMENT, L.P.

Gross asset value: $55.9M
Beneficial owners: 1
ADV minimum commitment: $5M

Reported in Form ADV on Sep 13, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator US BANCORP FUND SERVICES LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM LLP NEW YORK, New York, United States

Custodian U.S. BANK NATIONAL BANK CHICAGO, Illinois, United States Related to adviser: No

Marketer CONNEX INTERNATIONAL LLC NEW YORK, New York, United States Related to adviser: No

Prime broker U.S. BANK NATIONAL BANK CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 756608 · Sep 13, 2013 · Schedule D 7.B.(1), fund 805-4055859061

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gregory A. Parsons	Executive
N/A Semper Capital Management, L.P.	Promoter
John O Utendahl	Promoter
N/A Utendahl Investment Partners Ii, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

52 Vanderbilt Avenue Suite 401
New York, NY, 10017