Form D · Venture Capital Fund

Tuckerman Capital IV, L.P.

Hanover, NH · CIK 0001552150

Offering snapshot reported Jun 14, 2012 · SEC filing

Reported sold
$8.91M
Offering amount: $56.3M
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 30, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 14, 2012Initial$8,908,900No comparison1SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-179790
Limited Partnership Interest

Source: Form D, filed Jun 14, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TUCKERMAN CAPITAL IV, L.P.

Investment adviser: TUCKERMAN MANAGEMENT CORPORATION

Gross asset value
$56.2M
Beneficial owners
17
ADV minimum commitment
$100K

Reported in Form ADV on May 4, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MCGLADREY LLC BOSTON, Massachusetts, United States
Marketer HARKEN CAPITAL SECURITIES, LLC SCITUATE, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

HARKEN CAPITAL SECURITIES, LLC
CRD 163749 · SEC 8-69077

Filing source

Form ADV 916553 · May 4, 2015 · Schedule D 7.B.(1), fund 805-9382446472

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Timothy Briglin Executive
Peter Milliken Executive
(Gp) Tuckerman Investments Iv, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
80 South Main Street
Hanover, NH, 03755