Investment adviser · CRD 165569

TUCKERMAN CAPITAL

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

TUCKERMAN MANAGEMENT CORPORATION

HANOVER, NH, United States · Form ADV filed May 4, 2015

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TUCKERMAN CAPITAL IV, L.P.Private Equity Fund · Last reported May 4, 2015$56.2MGross asset value

Form D fundraising filings

Tuckerman Capital IV, L.P.

Auditor MCGLADREY LLC BOSTON, Massachusetts, United States
Marketer HARKEN CAPITAL SECURITIES, LLC SCITUATE, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

HARKEN CAPITAL SECURITIES, LLC
CRD 163749 · SEC 8-69077

Fund details & source
Fund ID
805-9382446472
Reported beneficial owners
17
Minimum commitment
$100K
Form D file number
021-179790

Form ADV 916553 · May 4, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TUCKERMAN CAPITAL III, L.P.Private Equity Fund · Last reported May 4, 2015$22.3MGross asset value
Auditor MCGLADREY LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2108183982
Reported beneficial owners
35
Minimum commitment
$50K
Form D file number
021-90937

Form ADV 916553 · May 4, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TUCKERMAN CAPITAL II, L.P.Private Equity Fund · Last reported May 4, 2015$2.12MGross asset value
Auditor MCGLADREY LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7090864688
Reported beneficial owners
27
Minimum commitment
$50K
Form D file number
021-57562

Form ADV 916553 · May 4, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 4, 2015. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

80 SOUTH MAIN STREET
HANOVER, NH, 03755, United States

CRD 165569

Filing source

Form ADV 916553 · May 4, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.