Form D · Investing

Truncatus Holdings QP LLC

New York, NY · CIK 0001658866

Offering snapshot reported Dec 29, 2015 · SEC filing

Reported sold
$1.03M
Offering amount: $12.5M
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 21, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 29, 2015Initial$1,030,053No comparison6SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$1.25M (estimated)
Finders' fees
$0
Form D file number
021-254005
Assuming the maximum offering amount is sold.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
National Securities Corp.7569

Source: Form D, filed Dec 29, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRUNCATUS HOLDINGS QP LLC

Investment adviser: B. RILEY WEALTH ADVISORS, INC.

Gross asset value
$26.3K
Beneficial owners
11
ADV minimum commitment
$77.2K

Reported in Form ADV on Oct 27, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EAS ACCOUNTING SERVICES CPA, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP NEW YORK, New York, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No
Marketer NATIONAL SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MARCUM LLP
PCAOB 688

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SIGNATURE BANK
LEI 13-4149421

NATIONAL SECURITIES CORPORATION
CRD 7569 · SEC 8-164

Filing source

Form ADV 1573940 · Oct 27, 2021 · Schedule D 7.B.(1), fund 805-1963910028

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark Goldwasser Director, Executive

Issuer details

Industry: Investing (See others in industry)

Address:
410 Park Avenue 14 Th Floor
New York, NY, 10022