Investment adviser · CRD 115927
B. RILEY WEALTH ADVISORS, INC.
Investment adviser filing (IA)
MEMPHIS, TN, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $4.21B Form ADV · Item 5.F
- Client accounts
- 10,573 Accounts, not individual clients
- Employees
- 268 Reported in this filing
- Advisory professionals
- 172 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 9,295 | $2,133,900,490 | 50.7% |
| High-net-worth individuals | 801 | $1,885,007,480 | 44.8% |
| Corporations & businesses | 194 | $89,923,927 | 2.1% |
| Retirement plans | 267 | $85,298,636 | 2.0% |
| Charities | 16 | $17,500,549 | 0.4% |
Filing source
Form ADV 2089687 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
50+ Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
Browse the first 49 funds across 7 pages.
INNOVATION X HOLDINGS SERIES 2020-1 QP, LLCPrivate Equity Fund · Last reported Aug 29, 2022$230MGross asset value
Form D fundraising filings
Innovation X Holdings Series 2020-1 QP, LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
MARCUM LLP
PCAOB 688
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
NATIONAL SECURITIES CORPORATION
CRD 7569 · SEC 8-164
Fund details & source
- Fund ID
- 805-8727018632
- Reported beneficial owners
- 463
- Minimum commitment
- $25K
- Form D file number
- 021-367955
Form ADV 1672517 · Aug 29, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
INNOVATION X HOLDINGS QP, LLC SERIES 2018-5Private Equity Fund · Last reported Oct 27, 2021$93.7MGross asset value
Form D fundraising filings
Innovation X Holdings QP, LLC - Series 2018-5
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
MARCUM LLP
PCAOB 688
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
NATIONAL SECURITIES CORPORATION
CRD 7569 · SEC 8-164
Fund details & source
- Fund ID
- 805-4843155407
- Reported beneficial owners
- 778
- Minimum commitment
- $25K
- Form D file number
- 021-326881
Form ADV 1573940 · Oct 27, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
INNOVATION X QP, LLC. SERIES 2018-2 (PINTEREST)Private Equity Fund · Last reported Oct 5, 2020$73.4MGross asset value
Form D fundraising filings
Innovation X Holdings QP, LLC - Series 2018-2
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
MARCUM LLP
PCAOB 688
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
NATIONAL SECURITIES CORPORATION
CRD 7569 · SEC 8-164
Fund details & source
- Fund ID
- 805-2966432620
- Reported beneficial owners
- 487
- Minimum commitment
- $25K
- Form D file number
- 021-313571
Form ADV 1453839 · Oct 5, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
INNOVATION X HOLDINGS QP, LLC SERIES 2018-6Private Equity Fund · Last reported Aug 29, 2022$63.2MGross asset value
Form D fundraising filings
Innovation X Holdings QP, LLC - Series 2018-6
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
EISNERAMPER LLP
PCAOB 274
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
NATIONAL SECURITIES CORPORATION
CRD 7569 · SEC 8-164
Fund details & source
- Fund ID
- 805-3293570183
- Reported beneficial owners
- 356
- Minimum commitment
- $25K
- Form D file number
- 021-327642
Form ADV 1672517 · Aug 29, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
INNOVATION X HOLDINGS SERIES 2019-4 QP, LLCPrivate Equity Fund · Last reported Aug 29, 2022$57.3MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
MARCUM LLP
PCAOB 688
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
NATIONAL SECURITIES CORPORATION
CRD 7569 · SEC 8-164
Fund details & source
- Fund ID
- 805-2679451265
- Reported beneficial owners
- 427
- Minimum commitment
- $25K
- Form D file number
- 021-351073
Form ADV 1672517 · Aug 29, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
INNOVATION X HOLDINGS SERIES 2019-6 QP, LLCPrivate Equity Fund · Last reported Aug 29, 2022$44.7MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
MARCUM LLP
PCAOB 688
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
NATIONAL SECURITIES CORPORATION
CRD 7569 · SEC 8-164
Fund details & source
- Fund ID
- 805-4944255905
- Reported beneficial owners
- 293
- Minimum commitment
- $25K
- Form D file number
- 021-363930
Form ADV 1672517 · Aug 29, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
INNOVATION X HOLDINGS SERIES 2020-2 QP, LLCPrivate Equity Fund · Last reported Aug 29, 2022$43.8MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
MARCUM LLP
PCAOB 688
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
NATIONAL SECURITIES CORPORATION
CRD 7569 · SEC 8-164
Fund details & source
- Fund ID
- 805-7466003331
- Reported beneficial owners
- 45
- Minimum commitment
- $25K
- Form D file number
- 021-373680
Form ADV 1672517 · Aug 29, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
40 S. MAIN ST., SUITE 1600MEMPHIS, TN, 38103, United States
CRD 115927
Filing source
Form ADV 2089687 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.