Form D · Private Equity Fund

Triton Pacific Platinum Fund IV, LP

Los Angeles, CA · CIK 0001524494

Offering snapshot reported Apr 18, 2013 · SEC filing

Reported sold
$3.51M
Offering amount: $30M
Investors reported
31
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
May 2, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.75M$3.51MJan 10, 2012: $1,250,000.00Jan 10, 2012Apr 18, 2013: $3,507,000.00Apr 18, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,250,000 → $3,507,000
  • Reported investors10 → 31
  • Minimum accepted$50,000 → $25,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2013Amendment$3,507,000$2,257,000vs Jan 10, 201231SEC filing
Jan 10, 2012Initial$1,250,000No comparison10SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$421K
Finders' fees
$0
Form D file number
021-171523

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Commonwealth Financial Network8032
VSR Financial Services14503
Triton Pacific Securities, LLC139919
Triad Advisors, Inc.25803
Kalos Capital, Inc.44337

Source: Form D, filed Apr 18, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRITON PACIFIC PLATINUM FUND IV, LP

Investment adviser: TRITON PACIFIC ADVISER, LLC

Gross asset value
$94.8K
Beneficial owners
31
ADV minimum commitment
$100K

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor FGMK, LLC BANNOCKBURN, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

FGMK, LLC
PCAOB 3698

Filing source

Form ADV 1738484 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-6807860815

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Carroll Executive
Craig Faggen Executive
Ivan Faggen Executive
None Tpcp Fund Manager Iv, Llc Director, Promoter
None Triton Pacific Capital Partners, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10877 Wilshire Blvd., 12 Th Flr
Los Angeles, CA, 90024