Form D · Private Equity Fund
TRITON PACIFIC PLATINUM FUND III LP
Los Angeles, CA · CIK 0001445531
Offering snapshot reported Mar 29, 2010 · SEC filing
- Reported sold
- $7.94M Offering amount: $50M
- Investors reported
- 56 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Feb 13, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$7,702,500 → $7,935,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 29, 2010 | Amendment | $7,935,000 | $232,500vs Nov 12, 2009 | 56 | SEC filing |
| Nov 12, 2009 | Initial | $7,702,500 | No comparison | 56 | SEC filing |
| Nov 12, 2009 | Amendment | $7,702,500 | $0vs Nov 12, 2009 | 56 | SEC filing |
| Sep 12, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $978K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-122652
The amount shown has been paid on the sales already made.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| VSR Financial Services | 14503 | |
| Commonwealth Financial Network | 8032 | |
| Kalos Capital, Inc. | 44337 |
Source: Form D, filed Mar 29, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
TRITON PACIFIC PLATINUM FUND III, LP
Investment adviser: TRITON PACIFIC ADVISER, LLC
- Gross asset value
- $2.04M
- Beneficial owners
- 56
- ADV minimum commitment
- $150K
Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
FGMK, LLC
PCAOB 3698
Filing source
Form ADV 1298791 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-2068169418
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael L. Carroll | Executive |
| Craig J. Faggen | Executive |
| Ivan Faggen | Executive |
| None None Tpcp Fund Manager, Llc | Director, Executive |
| None None Triton Pacific Capital Partners, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90067