Form D · Hedge Fund

Tradewinds Non-$ Bond Fund, L.P.

Sausalito, CA · CIK 0001548553

Offering snapshot reported May 7, 2012 · SEC filing

Reported sold: $7M
Investors reported: 7
Minimum accepted: $1M
First sale: Jan 1, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 7, 2012	Initial	$7,000,000	No comparison	7	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-177768

Source: Form D, filed May 7, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRADEWINDS NON-$ BOND FUND, L.P.

Investment adviser: TRADEWINDS INVESTMENT MANAGEMENT, L.P.

Gross asset value: $16.1M
Beneficial owners: 21
ADV minimum commitment: $1M

Reported in Form ADV on May 16, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGECOUNT LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BENSON & NEFF SAN FRANCISCO, California, United States

Custodian BTIG LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker BTIG LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 713783 · May 16, 2013 · Schedule D 7.B.(1), fund 805-6344484935

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Scott P. Peters	Executive, Promoter
Robert W. Scannell	Executive, Promoter
N/A Tradewinds Investment Partners, Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Three Harbor Drive, Suite 213
Sausalito, CA, 94965