Investment adviser · CRD 138261

TRADEWINDS INVESTMENT MANAGEMENT, L.P.

Investment adviser filing (IA)

SAUSALITO, CA, United States · Form ADV filed May 16, 2013

Regulatory AUM
$29.3M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TRADEWINDS NON-$ BOND FUND, L.P.Hedge Fund · Last reported May 16, 2013$16.1MGross asset value

Form D fundraising filings

Tradewinds Non-$ Bond Fund, L.P.

Fund administrator HEDGECOUNT LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BENSON & NEFF SAN FRANCISCO, California, United States
Custodian BTIG LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BTIG LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6344484935
Reported beneficial owners
21
Minimum commitment
$1M
Form D file number
021-177768

Form ADV 713783 · May 16, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRADEWINDS MASTER FUND (BVI), LTD.Hedge Fund · Last reported May 16, 2013$13.2MGross asset value

Form D fundraising filings

Tradewinds Master Fund (BVI) Ltd.

Feeder funds

  • TRADEWINDS CAPITAL, L.P.
  • TRADEWINDS FUND (CAYMAN), LTD
  • TRADEWINDS FUND, L.P.
Auditor EISNER AMPER, LLP SAN FRANCISCO, California, United States
Custodian BANK OF AMERICA/MERRILL LYNCH SAN FRANCISCO, California, United States Related to adviser: No
Custodian GOLDMAN SACHS EXECUTION AND CLEARING SAN FRANCISCO, California, United States Related to adviser: No
Custodian PERSHING NEW YORK, New York, United States Related to adviser: No
Prime broker BANK OF AMERICA/MERRILL LYNCH SAN FRANCISCO, California, United States
Prime broker GOLDMAN SACHS EXECUTION AND CLEARING SAN FRANCISCO, California, United States
Prime broker PERSHING NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4209305966
Reported beneficial owners
57
Minimum commitment
$250K
Form D file number
021-177769

Form ADV 713783 · May 16, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 16, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

THREE HARBOR DRIVE, SUITE 213
SAUSALITO, CA, 94965, United States

CRD 138261

Filing source

Form ADV 713783 · May 16, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.