Form D · Other Investment Fund

TPH ENERGY EQUITY PARALLEL FUND, LP

Houston, TX · CIK 0001513884

Offering snapshot reported May 14, 2012 · SEC filing

Reported sold
$21.7M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.9M$21.7MMar 7, 2011: $3,390,000.00Mar 7, 2011May 14, 2012: $21,740,000.00May 14, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,390,000 → $21,740,000
  • Reported investors5 → 19
  • Minimum accepted$15,000 → $0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 14, 2012Amendment$21,740,000$18,350,000vs Mar 7, 201119SEC filing
Mar 7, 2011Initial$3,390,000No comparison5SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-156264

Source: Form D, filed May 14, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TPH ENERGY EQUITY PARALLEL FUND, LP

Investment adviser: TPH ASSET MANAGEMENT LLC

Gross asset value
$0
Beneficial owners
18
ADV minimum commitment
$1M

Reported in Form ADV on Jul 29, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP HOUSTON, Texas, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Filing source

Form ADV 749203 · Jul 29, 2013 · Schedule D 7.B.(1), fund 805-3949259727

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edward R. Balsmann Executive
Paul D. Chambers Executive
Walker N. Moody Executive
Marc Ortiz Executive
Daniel R. Pickering Executive
Tph Energy Equity Parallel Fund Management, Llc Tph Energy Equity Parallel Fund Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Heritage Plaza, 1111 Bagby Suite 2350
Houston, TX, 77002