Investment adviser · CRD 146981

TPH ASSET MANAGEMENT LLC

Investment adviser filing (IA)

HOUSTON, TX, United States · Form ADV filed Dec 22, 2017

Regulatory AUM: $2.2B
Client accounts: 23
Employees: 12
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Charities	Fewer than 5	$385,504,949	17.5%
Government entities	Fewer than 5	$117,148,334	5.3%
Retirement plans	Fewer than 5	$89,106,302	4.1%

Filing source

Form ADV 1159190 · Dec 22, 2017 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

14 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TPH ENERGY EQUITY OPPORTUNITIES MASTER FUND, LPHedge Fund · Last reported Dec 22, 2017$219MGross asset value

Feeder funds

TPH ENERGY EQUITY OPPORTUNITIES FUND, LP
TPH ENERGY EQUITY OPPORTUNITIES OFFSHORE FUND, LP

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP HOUSTON, Texas, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source

Fund ID: 805-6110486973
Reported beneficial owners: 80
Minimum commitment: $1M

Form ADV 1159190 · Dec 22, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TPH ENERGY INFRASTRUCTURE MASTER FUND, LPHedge Fund · Last reported Dec 22, 2017$146MGross asset value

Feeder funds

TPH ENERGY INFRASTRUCTURE FUND PLUS, LP
TPH ENERGY INFRASTRUCTURE FUND, LP
TPH ENERGY INFRASTRUCTURE OFFSHORE FUND, LP

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP HOUSTON, Texas, United States

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW', New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BARCLAYS CAPITAL INC.
SEC 8-41342

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source

Fund ID: 805-9330591027
Reported beneficial owners: 84
Minimum commitment: $1M

Form ADV 1159190 · Dec 22, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TPH PARTNERS II, L.P.Private Equity Fund · Last reported Dec 22, 2017$104MGross asset value

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian AMEGY BANK N.A. HOUSTON, Texas, United States Related to adviser: No

Marketer HARKEN CAPITAL SECURITIES, LLC SCITUATE, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

HARKEN CAPITAL SECURITIES, LLC
CRD 163749 · SEC 8-69077

Fund details & source

Fund ID: 805-6532321304
Reported beneficial owners: 72
Minimum commitment: $1M
Form D file number: 021-178768

Form ADV 1159190 · Dec 22, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TPH MIDSTREAM OPPORTUNITIES MASTER FUND, LPHedge Fund · Last reported Dec 22, 2017$79MGross asset value

Feeder funds

TPH MIDSTREAM OPPORTUNITIES FUND, LP
TPH MIDTREAM OPPORTUNITIES OFFSHORE FUND, LP

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP HOUSTON, Texas, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer EATON PARTNERS, LLC ROWAYTON, Connecticut, United States Related to adviser: No

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

EATON PARTNERS, LLC
CRD 31170 · SEC 8-46718

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source

Fund ID: 805-2782213528
Reported beneficial owners: 29
Minimum commitment: $1M

Form ADV 1159190 · Dec 22, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TPHP LAUREL MOUNTAIN, L.P.Private Equity Fund · Last reported Dec 22, 2017$53.8MGross asset value

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian AMEGY BANK N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-2652864457
Reported beneficial owners: 8
Minimum commitment: $250K

Form ADV 1159190 · Dec 22, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHIPSTOCK CO-INVESTMENT FUND II, LPPrivate Equity Fund · Last reported Dec 22, 2017$49.5MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian AMEGY BANK HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-3810724727
Reported beneficial owners: 15
Minimum commitment: $150M
Form D file number: 021-212531

Form ADV 1159190 · Dec 22, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHIPSTOCK CO-INVESTMENT FUND LPPrivate Equity Fund · Last reported Dec 22, 2017$48.9MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian AMEGY BANK HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-6576840921
Reported beneficial owners: 21
Minimum commitment: $150M
Form D file number: 021-212531

Form ADV 1159190 · Dec 22, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 22, 2017. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1111 BAGBY STREET, SUITE 4900 / 4920
HOUSTON, TX, 77002, United States

CRD 146981

Filing source

Form ADV 1159190 · Dec 22, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.