Form D · Other Investment Fund

Tower Square Capital Partners IV-A, L.P.

Springfield, MA · CIK 0001598727

Offering snapshot reported Feb 4, 2015 · SEC filing

Reported sold: $137M
Investors reported: 8
Minimum accepted: $5M
First sale: Feb 1, 2014

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 8

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 4, 2015	Amendment	$137,270,000	No comparison	8	SEC filing
Feb 4, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-211239

The total offering amount will not exceed $500,000,000 between the Issuer and Tower Square Partners IV, L.P.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Babson Capital Securities LLC	36929

Source: Form D, filed Feb 4, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOWER SQUARE CAPITAL PARTNERS IV-A, L.P.

Investment adviser: BARINGS LLC

Gross asset value: $18.9M
Beneficial owners: 10
ADV minimum commitment: $5M

Reported in Form ADV on Aug 11, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP CHARLOTTE, North Carolina, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

Filing source

Form ADV 2125202 · Aug 11, 2026 · Schedule D 7.B.(1), fund 805-2785008566

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Babson Capital Management Llc	Promoter
Christopher Dowd	Executive
Robert D. Erwin	Executive
Michael P Hermsen	Executive
Michael L Klofas	Executive
N/A Mezzco Iv Llc	Promoter
Clifford Michael Noreen	Executive
Robert M. Shettle	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1500 Main Street Suite 2200
Springfield, MA, 01115-5189