Form D · Hedge Fund

TOPWATER OPPORTUNITY QUALIFIED FUND LP

Seattle, WA · CIK 0001471634

Offering snapshot reported Apr 17, 2012 · SEC filing

Reported sold
$118M
Indefinite offering
Investors reported
133
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 20, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$59.1M$118MSep 8, 2009: $3,500,000.00Sep 8, 2009Apr 6, 2010: $11,571,649.00Apr 6, 2010Apr 11, 2011: $32,181,656.00Apr 11, 2011Apr 17, 2012: $118,263,114.00Apr 17, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$32,181,656 → $118,263,114
  • Reported investors34 → 133

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 17, 2012Amendment$118,263,114$86,081,458vs Apr 11, 2011133SEC filing
Apr 11, 2011Amendment$32,181,656$20,610,007vs Apr 6, 201034SEC filing
Apr 6, 2010Amendment$11,571,649$8,071,649vs Sep 8, 200914SEC filing
Sep 8, 2009Initial$3,500,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-134236

Source: Form D, filed Apr 17, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IGNITION OPPORTUNITY PARTNERS LP

Investment adviser: FREESTONE CAPITAL MANAGEMENT, LLC

Gross asset value
$200M
Beneficial owners
10
ADV minimum commitment
$500K

Reported in Form ADV on Mar 16, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES, INC. MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP SEATTLE, Washington, United States
Custodian ADM INVESTOR SERVICES, INC. CHICAGO, Illinois, United States Related to adviser: No
Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No
Prime broker ADM INVESTOR SERVICES, INC. CHICAGO, Illinois, United States
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker CELADON FINANCIAL GROUP LLC CHATTHAM, New Jersey, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

PERSHING LLC
SEC 8-17574

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

CELADON FINANCIAL GROUP LLC
CRD 36538 · SEC 8-47288

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 994426 · Mar 16, 2016 · Schedule D 7.B.(1), fund 805-4539970335

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Barnyak Executive
N/A Freestone Capital Holdings, Llc Executive
N/A Freestone Capital Management, Llc Promoter
Freestone Capital Management, Llc Freestone Capital Management, Llc Promoter
Freestone Investments Llc Freestone Investments Llc Executive
N/A Freestone Investments Llc Executive
Gary Furukawa Executive
Janice Greene Executive
Eric Martinez Executive
Erik Morgan Executive
Kevin I. Patrick Executive
Scott Trimble Svenson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1918 Eighth Avenue Suite 3400
Seattle, WA, 98101