Investment adviser · CRD 145711

FREESTONE CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

SEATTLE, WA, United States · Form ADV filed Jun 29, 2026

Regulatory AUM: $14.5B
Client accounts: 4,494
Employees: 120
Advisory professionals: 46

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	1,337	$8,401,735,687	57.8%
Individuals	1,569	$2,948,033,048	20.3%
Pooled investment vehicles	16	$2,573,747,154	17.7%
Corporations & businesses	33	$472,084,967	3.2%
Charities	13	$75,198,872	0.5%
Retirement plans	26	$70,025,934	0.5%

Filing source

Form ADV 2116357 · Jun 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

32 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FREESTONE ADVANTAGE PARTNERS IV LPHedge Fund · Last reported Jun 29, 2026$337MGross asset value

Form D fundraising filings

Freestone Advantage Partners IV LP

Fund administrator SS&C TECHNOLOGIES, INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP SEATTLE, Washington, United States

Custodian EAST WEST BANK CUPERTINO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

EAST WEST BANK
LEI F28JOQ8OBWCFUYM0UX93

Fund details & source

Fund ID: 805-4928989768
Reported beneficial owners: 463
Minimum commitment: $100K
Form D file number: 021-419558

Form ADV 2116357 · Jun 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FREESTONE LP ADVANTAGE PARTNERS VIHedge Fund · Last reported Jun 29, 2026$300MGross asset value

Form D fundraising filings

Freestone LP Advantage Partners VI

Fund administrator SS&C TECHNOLOGIES, INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP SEATTLE, Washington, United States

Custodian EAST WEST BANK CUPERTINO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

EAST WEST BANK
LEI F28JOQ8OBWCFUYM0UX93

Fund details & source

Fund ID: 805-6206334882
Reported beneficial owners: 513
Minimum commitment: $100K
Form D file number: 021-541446

Form ADV 2116357 · Jun 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FREESTONE LP ADVANTAGE PARTNERS VHedge Fund · Last reported Jun 29, 2026$285MGross asset value

Form D fundraising filings

Freestone LP Advantage Partners V

Fund administrator SS&C TECHNOLOGIES, INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP SEATTLE, Washington, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian EAST WEST BANK CUPERTINO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

CHARLES SCHWAB & CO., INC.
SEC 8-16514

EAST WEST BANK
LEI F28JOQ8OBWCFUYM0UX93

Fund details & source

Fund ID: 805-1518360368
Reported beneficial owners: 483
Minimum commitment: $100K
Form D file number: 021-478882

Form ADV 2116357 · Jun 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FREESTONE BOURBON FUND LPHedge Fund · Last reported Jun 29, 2026$188MGross asset value

Form D fundraising filings

FREESTONE BOURBON FUND LP

Fund administrator SS&C TECHNOLOGIES, INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SEATTLE, Washington, United States

Custodian EAST WEST BANK CUPERTINO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

EAST WEST BANK
LEI F28JOQ8OBWCFUYM0UX93

Fund details & source

Fund ID: 805-9265140705
Reported beneficial owners: 287
Minimum commitment: $0
Form D file number: 021-360657

Form ADV 2116357 · Jun 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FREESTONE LITIGATION PARTNERS LPHedge Fund · Last reported Jun 29, 2026$183MGross asset value

Form D fundraising filings

FREESTONE LITIGATION PARTNERS LP

Fund administrator SS&C TECHNOLOGIES, INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SEATTLE, Washington, United States

Custodian EAST WEST BANK CUPERTINO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

EAST WEST BANK
LEI F28JOQ8OBWCFUYM0UX93

Fund details & source

Fund ID: 805-2050240093
Reported beneficial owners: 316
Minimum commitment: $250K
Form D file number: 021-358291

Form ADV 2116357 · Jun 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FREESTONE AFFORDABLE HOUSING PARTNERS LPHedge Fund · Last reported Jun 29, 2026$122MGross asset value

Form D fundraising filings

FREESTONE AFFORDABLE HOUSING PARTNERS LP

Fund administrator SS&C TECHNOLOGIES, INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP SEATTLE, Washington, United States

Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

BMO HARRIS BANK N.A.
LEI 3Y4U8VZURTYWI1W2K376

Fund details & source

Fund ID: 805-3601504598
Reported beneficial owners: 130
Minimum commitment: $500K
Form D file number: 021-359245

Form ADV 2116357 · Jun 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FREESTONE OMAHA HOTEL LPHedge Fund · Last reported Jun 29, 2026$39.8MGross asset value

Form D fundraising filings

Freestone Omaha Hotel LP

Fund administrator SS&C TECHNOLOGIES, INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SEATTLE, Washington, United States

Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BMO HARRIS BANK N.A.
LEI 3Y4U8VZURTYWI1W2K376

Fund details & source

Fund ID: 805-2030902603
Reported beneficial owners: 46
Minimum commitment: $1M
Form D file number: 021-322643

Form ADV 2116357 · Jun 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 29, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

701 5TH AVENUE, 74TH FLOOR
SEATTLE, WA, 98104, United States

CRD 145711

Filing source

Form ADV 2116357 · Jun 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.