Form D · Private Equity Fund

Tocqueville QOF 2021-1, LLC

Vero Beach, FL · CIK 0001920003

Offering snapshot reported Sep 28, 2023 · SEC filing

Reported sold
$1.55M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 27, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$775K$1.55MMar 29, 2022: $1,550,000.00Mar 29, 2022Sep 28, 2022: $1,550,000.00Sep 28, 2022Sep 28, 2023: $1,550,000.00Sep 28, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 28, 2023Amendment$1,550,000$0vs Sep 28, 20226SEC filing
Sep 28, 2022Amendment$1,550,000$0vs Mar 29, 20226SEC filing
Mar 29, 2022Initial$1,550,000No comparison6SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-439491

Source: Form D, filed Sep 28, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOCQUEVILLE QOF 2021-1 LLC

Investment adviser: TOCQUEVILLE ASSET MANAGEMENT LP

Gross asset value
$1.76M
Beneficial owners
6
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONEGATE FUND ADMINISTRATION LLC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor NOVOGRADAC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

NOVOGRADAC
PCAOB 474

Filing source

Form ADV 2037140 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7141992108

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tocqueville Asset Management, L.P. Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2911 Cardinal Drive
Vero Beach, FL, 32963