Investment adviser · CRD 105690

TOCQUEVILLE ASSET MANAGEMENT LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $10.2B
Client accounts: 2,314
Employees: 73
Advisory professionals: 35

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	741	$5,672,225,602	55.4%
Charities	42	$1,176,631,427	11.5%
Investment companies	3	$956,213,293	9.3%
Other investment advisers	6	$774,889,478	7.6%
Retirement plans	15	$599,656,746	5.9%
Government entities	6	$290,893,515	2.8%
Corporations & businesses	26	$279,574,536	2.7%
Pooled investment vehicles	8	$254,265,135	2.5%
Insurance companies	5	$181,534,379	1.8%
Individuals	418	$53,881,121	0.5%
Banks & thrifts	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 2037140 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

17 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

POPLAR FOREST FUND, L.P.Other Private Fund · Last reported Mar 31, 2026$118MGross asset value

Form D fundraising filings

Poplar Forest Fund LP

Fund administrator SS&C GLOBEOP SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor TAIT WELLER PHILADELPHIA, Pennsylvania, United States

Custodian U.S. BANK MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

TAIT WELLER
PCAOB 445

Fund details & source

Fund ID: 805-3327033588
Reported beneficial owners: 14
Minimum commitment: $2.5M
Form D file number: 021-283609

Form ADV 2037140 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TAUBENPOST CAPITAL L.P.Hedge Fund · Last reported Mar 31, 2026$105MGross asset value

Form D fundraising filings

Taubenpost Capital, L.P.

Fund administrator NAV CONSULTING INC OAKBROOK TERRACE, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor SANVILLE & CO ABINGTON, Pennsylvania, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SANVILLE & CO
PCAOB 169

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-1167370795
Reported beneficial owners: 30
Minimum commitment: $1M
Form D file number: 021-104982

Form ADV 2037140 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

JKM FUNDAMENTAL L.P.Hedge Fund · Last reported Mar 31, 2026$7.72MGross asset value

Form D fundraising filings

JKM Fundamental Value, L.P.

Fund administrator STONEGATE FUND ADMINISTRATION, LLC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SANVILLE & COMPANY ABINGTON, Pennsylvania, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SANVILLE & COMPANY
PCAOB 169

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-5844974021
Reported beneficial owners: 11
Minimum commitment: $100K
Form D file number: 021-275567

Form ADV 2037140 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TOCQUEVILLE QUALIFIED OPPORTUNITY ZONE FUND 2021 LLCReal Estate Fund · Last reported Mar 31, 2026$1.93MGross asset value

Form D fundraising filings

Tocqueville Qualified Opportunity Zone Fund 2021 LLC

Fund administrator STONEGATE FUND ADMINISTRATION LLC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor NOVOGRADAC SAN FRANCISCO, California, United States

Marketer MANOR PRIVATE CAPITAL, LLC STAMFORD, Connecticut, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

NOVOGRADAC
PCAOB 474

MANOR PRIVATE CAPITAL, LLC
CRD 149192 · SEC 8-68117

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

Fund details & source

Fund ID: 805-7689063982
Reported beneficial owners: 4
Minimum commitment: $100K
Form D file number: 021-438854

Form ADV 2037140 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TOCQUEVILLE QOF 2021-1 LLCReal Estate Fund · Last reported Mar 31, 2026$1.76MGross asset value

Form D fundraising filings

Tocqueville QOF 2021-1, LLC

Fund administrator STONEGATE FUND ADMINISTRATION LLC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor NOVOGRADAC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

NOVOGRADAC
PCAOB 474

Fund details & source

Fund ID: 805-7141992108
Reported beneficial owners: 6
Minimum commitment: $100K
Form D file number: 021-439491

Form ADV 2037140 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLOOMING GROVE PARTNERS LPHedge Fund · Last reported Jul 10, 2015$22.8MGross asset value

Fund administrator MATTHEWS & CO LLP NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor MSPC CERTIFIED PUBLIC ACCOUNTANTS AND ADVISORS PC CRANFORD, New Jersey, United States

Custodian JPMORGAN PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7863983502
Reported beneficial owners: 6
Minimum commitment: $500K

Form ADV 932741 · Jul 10, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RAEIF, LPHedge Fund · Last reported Jun 30, 2020$9.63MGross asset value

Fund administrator ALPS FUND SERVICES INC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNER AMPER LLC SAN FRANCISCO, California, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer PAPAMARKOU WELLNER & CO., INC. NEW YORK, New York, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNER AMPER LLC
PCAOB 274

PERSHING LLC
SEC 8-17574

PAPAMARKOU WELLNER & CO., INC.
CRD 10963 · SEC 8-29033

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-7320187943
Reported beneficial owners: 30
Minimum commitment: $500K
Form D file number: 021-136712
Form D file number: 021-147054
Form D file number: 021-155341
Form D file number: 021-174906

Form ADV 1441113 · Jun 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

40 WEST 57TH STREET, 19TH FLOOR
NEW YORK, NY, 10019, United States

CRD 105690

Filing source

Form ADV 2037140 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.