Form D · Hedge Fund

TOCQUEVILLE MONUMENT FUND LLC

New York, NY · CIK 0001494955

Offering snapshot reported Aug 31, 2016 · SEC filing

Reported sold
$3.88M
Indefinite offering
Investors reported
23
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Oct 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.94M$3.88MSep 1, 2010: $1,750,000.00Sep 1, 2010Aug 31, 2011: $2,630,000.00Aug 31, 2012: $2,630,000.00Aug 30, 2013: $3,430,000.00Aug 29, 2014: $3,450,000.00Aug 31, 2015: $3,850,000.00Aug 31, 2016: $3,875,000.00Aug 31, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,850,000 → $3,875,000
  • Reported investors22 → 23

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 31, 2016Amendment$3,875,000$25,000vs Aug 31, 201523SEC filing
Aug 31, 2015Amendment$3,850,000$400,000vs Aug 29, 201422SEC filing
Aug 29, 2014Amendment$3,450,000$20,000vs Aug 30, 201322SEC filing
Aug 30, 2013Amendment$3,430,000$800,000vs Aug 31, 201222SEC filing
Aug 31, 2012Amendment$2,630,000$0vs Aug 31, 201120SEC filing
Aug 31, 2011Amendment$2,630,000$880,000vs Sep 1, 201020SEC filing
Sep 1, 2010Initial$1,750,000No comparison8SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-147171

Source: Form D, filed Aug 31, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOCQUEVILLE MONUMENT FUND LLC

Investment adviser: TOCQUEVILLE ASSET MANAGEMENT LP

Gross asset value
$5.13M
Beneficial owners
14
ADV minimum commitment
$250K

Reported in Form ADV on Jul 11, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PARTNERSADMIN LLC MANHATTAN BEACH, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES GREENWOOD VILLAGE, Colorado, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1028643 · Jul 11, 2016 · Schedule D 7.B.(1), fund 805-4735662323

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert W. Kleinschmidt Executive
Kenneth Ewell Lee Director
Charles D. Morgan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
40 West 57 Th Street 19 Th Floor
New York, NY, 10019