Form D · Hedge Fund

TOCQUEVILLE GOLD OFFSHORE FUND, LTD.

Grand Cayman, E9 · CIK 0001404632

Offering snapshot reported Mar 5, 2014 · SEC filing

Reported sold: $9.35M
Investors reported: 7
Minimum accepted: $500K
First sale: Apr 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$9,304,905 → $9,351,857

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 5, 2014	Amendment	$9,351,857	$46,952vs Mar 16, 2009	7	SEC filing
Mar 5, 2013	Amendment	$9,351,857	$46,952vs Mar 16, 2009	7	SEC filing
Mar 5, 2012	Amendment	$9,351,857	$46,952vs Mar 16, 2009	7	SEC filing
Mar 7, 2011	Amendment	$9,351,857	$46,952vs Mar 16, 2009	7	SEC filing
Mar 4, 2010	Amendment	$9,351,857	$46,952vs Mar 16, 2009	7	SEC filing
Mar 16, 2009	Amendment	$9,304,905	No comparison	Not reported	SEC filing
Jun 25, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-105210

Source: Form D, filed Mar 5, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOCQUEVILLE GOLD OFFSHORE FUND, LTD

Investment adviser: TOCQUEVILLE ASSET MANAGEMENT LP

Gross asset value: $2.09M
Beneficial owners: 4
ADV minimum commitment: $500K

Reported in Form ADV on Mar 29, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ATLAS FUND SERVICES WILLEMSTAD, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SANVILLE & COMPANY ABINGTON, Pennsylvania, United States

Custodian BMO PRIME BROKERAGE TORONTO, Canada Related to adviser: No

Prime broker BMO PRIME BROKERAGE TORONTO, Canada

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1091497 · Mar 29, 2017 · Schedule D 7.B.(1), fund 805-5049030126

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Hathaway	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Corporate Centre West Bay Road, P. O. Box 31106 Smb
Grand Cayman, E9, 00000