Form D · Hedge Fund

Tocqueville Focus Partners, L.P.

New York, NY · CIK 0001640752

Offering snapshot reported Apr 29, 2015 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $100K
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 29, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-238815

Source: Form D, filed Apr 29, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOCQUEVILLE FOCUS PARTNERS, L.P.

Investment adviser: TOCQUEVILLE ASSET MANAGEMENT LP

Gross asset value: $2.73M
Beneficial owners: 13
ADV minimum commitment: $100K

Reported in Form ADV on Jul 11, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONEGATE FUND ADMINISTRATION, LLC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SANVILLE & COMPANY ABINGTON, Pennsylvania, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1028643 · Jul 11, 2016 · Schedule D 7.B.(1), fund 805-9653038631

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Bogumil K. Baranowski	Executive
Robert W. Kleinschmidt	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

40 West 57 Th Street, 19 Th Floor
New York, NY, 10019