Form D · Hedge Fund

TMG Investment Fund, L.P.

Houston, TX · CIK 0001671604

Offering snapshot reported Apr 2, 2018 · SEC filing

Reported sold
$37.4M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Mar 4, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.7M$37.4MApr 11, 2016: $11,000,000.00Apr 11, 2016Apr 3, 2017: $31,000,000.00Apr 3, 2017Apr 2, 2018: $37,400,000.00Apr 2, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$31,000,000 → $37,400,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 2, 2018Amendment$37,400,000$6,400,000vs Apr 3, 20175SEC filing
Apr 3, 2017Amendment$31,000,000$20,000,000vs Apr 11, 20165SEC filing
Apr 11, 2016Initial$11,000,000No comparison5SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-261024

Source: Form D, filed Apr 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TMG INVESTMENT FUND, L.P.

Investment adviser: THE MITCHELL GROUP, INC.

Gross asset value
$5.25M
Beneficial owners
6
ADV minimum commitment
$500K

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO.
PCAOB 673

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Filing source

Form ADV 1302404 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-8512670348

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Douglas M. Hohertz Executive, Promoter
Bradley W. Mitchell Executive
N/A The Mitchell Group, Inc. Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
712 Main Street Suite 3100
Houston, TX, 77002