Investment adviser · CRD 106917

MITCHELL GROUP INC

Investment adviser filing (IA)

THE MITCHELL GROUP, INC.

HOUSTON, TX, United States · Form ADV filed Mar 29, 2019

Regulatory AUM: $168M
Client accounts: 50
Employees: 5
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	35	$54,259,405	32.3%
Other clients	Fewer than 5	$44,520,134	26.5%
Charities	7	$38,843,790	23.1%
Retirement plans	Fewer than 5	$17,533,505	10.4%
Corporations & businesses	Fewer than 5	$6,216,698	3.7%
Pooled investment vehicles	1	$5,254,426	3.1%
Insurance companies	Fewer than 5	$1,525,274	0.9%
Individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 1302404 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TMG INVESTMENT FUND, L.P.Other Private Fund · Last reported Mar 29, 2019$5.25MGross asset value

Form D fundraising filings

TMG Investment Fund, L.P.

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO.
PCAOB 673

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source

Fund ID: 805-8512670348
Reported beneficial owners: 6
Minimum commitment: $500K
Form D file number: 021-261024

Form ADV 1302404 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

712 MAIN STREET, SUITE 3100
HOUSTON, TX, 77002, United States

CRD 106917

Filing source

Form ADV 1302404 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.