Form D · Private Equity Fund

TIGF Direct Strategies LLC - Series 3

Palo Alto, CA · CIK 0001825651

Offering snapshot reported Sep 25, 2020 · SEC filing

Reported sold: $35.5M
Investors reported: 8
Minimum accepted: $0
First sale: Sep 11, 2020

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 25, 2020	Initial	$35,500,000	No comparison	8	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-376418

Source: Form D, filed Sep 25, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TIGF DIRECT STRATEGIES, LLC - SERIES 3

Investment adviser: CAPRICORN INVESTMENT GROUP LLC

Gross asset value: $57.4M
Beneficial owners: 11
ADV minimum commitment: $1M

Reported in Form ADV on Nov 1, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG, LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC SECURITIES COMPANY, LLC MENLO PARK, California, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG, LLP
PCAOB 185

FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973

GOLDMAN SACHS & CO. LLC
SEC 8-129

Filing source

Form ADV 1685111 · Nov 1, 2022 · Schedule D 7.B.(1), fund 805-2499845313

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
TIGF Direct Strategies LLC - Series 1	Jun 11, 2020	$3,000,000	4
TIGF Direct Strategies LLC - Series 2	Nov 24, 2020	$12,000,000	6
TIGF Direct Strategies LLC - Series 3 (this fund)	Sep 25, 2020	$35,500,000	8
TIGF Direct Strategies LLC - Series 4	May 6, 2021	$16,000,000	Not reported
TIGF Direct Strategies LLC - Series 5	Mar 9, 2022	$9,887,586	9

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Dipender Saluja	Director
N/A N/A Tigf Partners, Llc	Director
Ion Yadigaroglu	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

250 University Avenue, Suite 300
Palo Alto, CA, 94301