Investment adviser · CRD 147417
CAPRICORN INVESTMENT GROUP LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Sep 18, 2026
- Regulatory AUM
- $18.9B Form ADV · Item 5.F
- Client accounts
- 34 Accounts, not individual clients
- Employees
- 46 Reported in this filing
- Advisory professionals
- 16 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 27 | $11,941,433,917 | 63.3% |
| High-net-worth individuals | 5 | $5,277,792,168 | 28.0% |
| Charities | Fewer than 5 | $1,633,635,422 | 8.7% |
Filing source
Form ADV 2133316 · Sep 18, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
43 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
CIG DIRECT STRATEGIES SX, LPPrivate Equity Fund · Last reported Sep 18, 2026$2.82BGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-7281575629
- Reported beneficial owners
- 12
- Minimum commitment
- $1M
- Form D file number
- 021-458670
Form ADV 2133316 · Sep 18, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CIG DIRECT STRATEGIES III, LLC - SERIES 1Private Equity Fund · Last reported Sep 18, 2026$1.56BGross asset value
Form D fundraising filings
CIG Direct Strategies III LLC - Series 1
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-1130102425
- Reported beneficial owners
- 11
- Minimum commitment
- $1M
- Form D file number
- 021-378768
Form ADV 2133316 · Sep 18, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CIG DIRECT STRATEGIES II, LLC - SERIES 1Private Equity Fund · Last reported Sep 18, 2026$1.48BGross asset value
Form D fundraising filings
CIG Direct Strategies II, LLC - Series 1
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-2588067567
- Reported beneficial owners
- 2
- Minimum commitment
- $1M
- Form D file number
- 021-368684
Form ADV 2133316 · Sep 18, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
TECHNOLOGY IMPACT FUND, LPVenture Capital Fund · Last reported Sep 18, 2026$1.4BGross asset value
Feeder funds
- TECHNOLOGY IMPACT FUND (CAYMAN), LP
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-5610421784
- Reported beneficial owners
- 47
- Minimum commitment
- $1M
- Form D file number
- 021-293151
Form ADV 2133316 · Sep 18, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
TECHNOLOGY IMPACT GROWTH FUND II, LPVenture Capital Fund · Last reported Sep 18, 2026$750MGross asset value
Form D fundraising filings
Technology Impact Growth Fund II, LP
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-8336864405
- Reported beneficial owners
- 67
- Minimum commitment
- $1M
- Form D file number
- 021-400974
Form ADV 2133316 · Sep 18, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
CIG DIRECT STRATEGIES III, LLC - SERIES 3Private Equity Fund · Last reported Sep 18, 2026$692MGross asset value
Form D fundraising filings
CIG Direct Strategies II LLC - Series 3
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-8282938710
- Reported beneficial owners
- 7
- Minimum commitment
- $1M
- Form D file number
- 021-398552
Form ADV 2133316 · Sep 18, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
TECHNOLOGY IMPACT FUND II, LPVenture Capital Fund · Last reported Sep 18, 2026$622MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-9916060692
- Reported beneficial owners
- 81
- Minimum commitment
- $1M
- Form D file number
- 021-394043
Form ADV 2133316 · Sep 18, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Sep 18, 2026. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Performance-based
Principal office
512 WEST 22ND STREET, 6TH FLOORNEW YORK, NY, 10011, United States
CRD 147417
Filing source
Form ADV 2133316 · Sep 18, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.