Form D · Hedge Fund

Tiger Asia Overseas Fund, Ltd.

Grand Cayman, E9 · CIK 0001167899

Offering snapshot reported Feb 8, 2011 · SEC filing

Reported sold
$20M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jan 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10M$20MMar 26, 2009: $20,000,000.00Mar 26, 2009Jan 29, 2010: $20,000,000.00Jan 29, 2010Feb 8, 2011: $20,000,000.00Feb 8, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 8, 2011Amendment$20,000,000$0vs Jan 29, 20102SEC filing
Jan 29, 2010Amendment$20,000,000$0vs Mar 26, 20092SEC filing
Mar 26, 2009Amendment$20,000,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-40089

Source: Form D, filed Feb 8, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TIGER ASIA OVERSEAS FUND, LTD.

Investment adviser: TIGER ASIA MANAGEMENT, LLC

Gross asset value
$1.32B
Beneficial owners
25
ADV minimum commitment
$5M

Reported in Form ADV on May 29, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) N.V. WILLEMSTAD, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY (CAYMAN) GRAND CAYMAN, Cayman Islands
Auditor ROTHSTEIN KASS & COMPANY, P.C. NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL SECURITIES LIMITED LONDON, United Kingdom Related to adviser: No
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Netherlands Antilles Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: Yes
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK AG FRANKFURT, Germany Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian HSBC PRIVATE BANK NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN PRIVATE BANK NEWARK, Delaware, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA SECURITIES INTERNATIONAL, INC. LONDON, United Kingdom Related to adviser: No
Custodian STATE STREET BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO MINNEAPOLIS, Minnesota, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BARCLAYS CAPITAL SECURITIES LIMITED LONDON, United Kingdom
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK AG FRANKFURT, Germany
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker NOMURA SECURITIES INTERNATIONAL, INC. LONDON, United Kingdom
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

NOMURA SECURITIES INTERNATIONAL, INC.
SEC 8-15255

UBS SECURITIES LLC
SEC 8-22651

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 8-15255

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 649047 · May 29, 2012 · Schedule D 7.B.(1), fund 805-2262768702

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nolan Altman Director
Sung Kook Hwang Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Citco Financial Services 89 Nexus Way, P.O. Box 31106
Grand Cayman, E9, KY1-1205