Investment adviser · CRD 157497

TIGER ASIA MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed May 29, 2012

Regulatory AUM
$2.64B
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TIGER ASIA OVERSEAS FUND, LTD.Hedge Fund · Last reported May 29, 2012$1.32BGross asset value

Form D fundraising filings

Tiger Asia Overseas Fund, Ltd.

Fund administrator CITCO FUND SERVICES (CURACAO) N.V. WILLEMSTAD, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY (CAYMAN) GRAND CAYMAN, Cayman Islands
Auditor ROTHSTEIN KASS & COMPANY, P.C. NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL SECURITIES LIMITED LONDON, United Kingdom Related to adviser: No
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Netherlands Antilles Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: Yes
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK AG FRANKFURT, Germany Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian HSBC PRIVATE BANK NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN PRIVATE BANK NEWARK, Delaware, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA SECURITIES INTERNATIONAL, INC. LONDON, United Kingdom Related to adviser: No
Custodian STATE STREET BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO MINNEAPOLIS, Minnesota, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BARCLAYS CAPITAL SECURITIES LIMITED LONDON, United Kingdom
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK AG FRANKFURT, Germany
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker NOMURA SECURITIES INTERNATIONAL, INC. LONDON, United Kingdom
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

NOMURA SECURITIES INTERNATIONAL, INC.
SEC 8-15255

UBS SECURITIES LLC
SEC 8-22651

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 8-15255

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-2262768702
Reported beneficial owners
25
Minimum commitment
$5M
Form D file number
021-40089

Form ADV 649047 · May 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TIGER ASIA FUND, L.P.Hedge Fund · Last reported May 29, 2012$1.09BGross asset value

Form D fundraising filings

Tiger Asia Fund, L.P.

Fund administrator CITCO FUND SERVICES (CURACAO) N.V. WILLEMSTAD, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY, P.C. NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL SECURITIES LIMITED LONDON, United Kingdom Related to adviser: No
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Netherlands Antilles Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK AG FRANKFURT, Germany Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian HSBC PRIVATE BANK NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN PRIVATE BANK NEWARK, Delaware, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA SECURITIES INTERNATIONAL, INC. LONDON, United Kingdom Related to adviser: No
Custodian STATE STREET BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO MINNEAPOLIS, Minnesota, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BARCLAYS CAPITAL SECURITIES LIMITED LONDON, United Kingdom
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK AG FRANKFURT, Germany
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker NOMURA SECURITIES INTERNATIONAL, INC. LONDON, United Kingdom
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

NOMURA SECURITIES INTERNATIONAL, INC.
SEC 8-15255

UBS SECURITIES LLC
SEC 8-22651

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 8-15255

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-5999349180
Reported beneficial owners
103
Minimum commitment
$5M
Form D file number
021-127581

Form ADV 649047 · May 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TAO L HOLDINGS LTD.Other Private Fund · Last reported May 29, 2012$104MGross asset value
Fund administrator CITCO FUND SERVICES (CURACAO) N.V. WILLEMSTAD, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Netherlands Antilles Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-2350368209
Reported beneficial owners
213
Minimum commitment
$0

Form ADV 649047 · May 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

T ASIA L HOLDINGS LTD.Other Private Fund · Last reported May 29, 2012$96.4MGross asset value
Fund administrator CITCO FUND SERVICES (CURACAO) N.V. WILLEMSTAD, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Netherlands Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-6741048602
Reported beneficial owners
279
Minimum commitment
$0

Form ADV 649047 · May 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TIGER ASIA FUND OF FUNDS, L.P.Hedge Fund · Last reported Feb 14, 2012$27.9MGross asset value
Auditor FRENDEL, BROWN, & WEISSMAN LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-5514214666
Reported beneficial owners
4
Minimum commitment
$1M

Form ADV 607173 · Feb 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 29, 2012. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

101 PARK AVENUE
NEW YORK, NY, 10178-4700, United States

CRD 157497

Filing source

Form ADV 649047 · May 29, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.